Securities
Although the Ukrainian stock market is relatively young, securities are widely involved in various business transactions. Legislation of Ukraine on securities and stock market is quite complex and only experienced counsels can help to avoid numerous pitfalls. Non-compliance with legislative requirements in the field may lead to a number of negative consequences for businesses, including substantial financial losses. INYURPOLIS experts provide their clients with comprehensive support in all operations affiliated with circulation of securities .
We offer our clients the following services:
Services for issuers:
- "Turn key" support in emission of all types of securities (preparation of all required documents, registration of securities emission with the State Commission on Securities and Stock Market, support in assigning to securities of international identification numbers, assistance with production of security certificates, etc.);
- Full support in allotment of securities (preparation of standard form agreements, representation before registrar, depositary, banks and investors);
- Support in obtaining and updating of credit ratings;
- Preparing schedules of required governmental reports and filings, supervision of compliance with the schedules, preparation and submission of reports and filings to relevant state authorities;
- Development for issuers of instructions on information disclosure, supervision of compliance with information disclosure requirements by issuers;
- Registration of reports on securities allotment;
- Development for issuers of internal regulations governing emission, allotment, circulation and annulment of securities;
- Development of instructions and memos for issuers' personnel, holding relevant trainings;
- Full support in conversion of certificated securities to uncertificated and vice versa;
- Representation of issuers before depositary and registrar, rating agencies and the State Commission on Securities and Stock Market, Antimonopoly Committee and Financial Monitoring Committee;
- Consolidation and denomination of shares;
- Comprehensive support in annulment of emission registrations and of registration certificates.
Services for investors:
- Preparation of agreements on purchase-and-sale of securities, deeds of gift and barter agreements;
- Registration of ownership rights to securities;
- Support in contribution of securities to the registered capital of a legal entity;
- Advising on antimonopoly and financial monitoring regulations in the course of acquisition of securities;
- Advising on risks associated with securities circulation operations;
- Due diligence of issuers prior to acquisition of securities ;
- Succession of securities;
- Assignment of securities to foreign trusts;
- Assistance with acquiring securities from foreign issuers.
